-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dk5WjGhA0NG2/thq43jx0QZkVV9tdJAueWNfq6WMqTZU6FQPj5G5AJr+nIU/kIsU 6XnmePo3ZiUihqMdpOf+3g== 0000892569-00-000201.txt : 20000215 0000892569-00-000201.hdr.sgml : 20000215 ACCESSION NUMBER: 0000892569-00-000201 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000214 GROUP MEMBERS: MYERS STEVEN & MATHIS PAULA REVOCABLE TR DT 6/24/92 GROUP MEMBERS: PAULA K. MYERS GROUP MEMBERS: STEVEN S. MYERS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SM&A CORP CENTRAL INDEX KEY: 0001050031 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 330080929 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53209 FILM NUMBER: 542118 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 7149751550 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: STEVEN MYERS & ASSOCIATES INC DATE OF NAME CHANGE: 19980123 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MYERS STEVEN & MATHIS PAULA REVOCABLE TR DT 6/24/92 CENTRAL INDEX KEY: 0001078747 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: EIGHTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9499751550 MAIL ADDRESS: STREET 1: 7695 MACARTHUR COURT EIGHTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G/A 1 AMEND NO.1 TO SC 13G(S.MYERS & P.MATHIS TRUST) 1 -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form 14.90 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* SM&A CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 860162 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 860162 10 6 13G Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Steven Myers and Paula Mathis Revocable Trust dated June 24, 1992 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 7,173,687 ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH 7,173,687 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,173,687 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 44.37% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) 00 - -------------------------------------------------------------------------------- 3 CUSIP No. 860162 10 6 13G Page 2a of 6 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Steven S. Myers - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 37,591 ------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 7,173,687 ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 37,591 ------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH 7,173,687 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,211,278 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 44.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 4 CUSIP No. 13G Page 2b of 6 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Paula K. Myers - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 7,173,687 ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER WITH 7,173,687 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,173,687 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 44.37% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 5 CUSIP No. 860162 10 6 Page 3 of 6 ITEM 1. (a) NAME OF ISSUER. SM&A Corporation (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 4695 MacArthur Court, Eighth Floor Newport Beach, California 92660 ITEM 2. (a) NAME OF PERSON FILING. This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Act") by virtue of their beneficial ownership of common stock of SM&A Corporation: (i) Steven Myers and Paula Mathis Revocable Trust dated June 24, 1992 (the "Trust"); (ii) Steven S. Myers, an individual; and (iii) Paula K. Myers, an individual. The Trust, Steven S. Myers and Paula K. Myers are hereinafter collectively referred to as the "Reporting Persons." The Reporting Persons have entered into an Agreement Regarding the Joint Filing of Schedule 13G, dated February 3, 2000, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. The Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Schedule 13G. (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. 4695 MacArthur Court, Eighth Floor Newport Beach, California 92660 (c) CITIZENSHIP. The Trust is established under the laws of the State of California and Steven S. Myers and Paula K. Myers are each citizens of the United States (d) TITLE OF CLASS OF SECURITIES. Common Stock, no par value (e) CUSIP NUMBER. 860162 10 6 6 CUSIP No. 860162 10 6 Page 4 of 6 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR SECTIONS 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable (a) [ ] Broker or Dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act; (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940; (e) [ ] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(F); (f) [ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(G); (g) [ ] A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in item 1. (a) AMOUNT BENEFICIALLY OWNED: The Trust: 7,173,687 shares of Common Stock Steven S. Myers: 7,211,278 shares of Common Stock Paula K. Myers: 7,173,687 shares of Common Stock (b) PERCENT OF CLASS: The Trust: 44.37% Steven S. Myers: 44.6% Paula K. Myers: 44.37% 7 CUSIP No. 860162 10 6 Page 5 of 6 (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE Steven S. Myers: 37,591 shares of Common Stock (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE Reporting Persons: 7,173,687 shares of Common Stock (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF Steven S. Myers: 37,591 shares of Common Stock (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF Reporting Persons: 7,173,687 shares of Common Stock ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable 8 CUSIP No. 860162 10 6 Page 6 of 6 ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 3, 2000 STEVEN MYERS AND PAULA MATHIS REVOCABLE TRUST DATED JUNE 24, 1992 By: /s/ Steven S. Myers --------------------------------------- Steven S. Myers, Trustee By: /s/ Paula K. Myers --------------------------------------- Paula K. Myers, Trustee Dated: February 3, 2000 /s/ Steven S. Myers --------------------------------------- STEVEN S. MYERS, personally Dated: February 3, 2000 /s/ Paula K. Myers --------------------------------------- PAULA K. MYERS, personally EXHIBITS A. Agreement Regarding the Joint Filing of Schedule 13G dated February 3, 2000. EX-99.A 2 JOINT FILING AGREEMENT 1 EXHIBIT A AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G The undersigned hereby agree as follows: (1) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (2) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Dated: February 3, 2000 /s/ Steven S. Myers ----------------------------------- STEVEN S. MYERS /s/ Paula K. Myers ----------------------------------- PAULA K. MYERS STEVEN MYERS AND PAULA MATHIS REVOCABLE TRUST DATED JUNE 24, 1992 By: /s/ Steven S. Myers ------------------------------- Steven S. Myers, Trustee By: /s/ Paula K. Myers ------------------------------- Paula K. Myers, Trustee -----END PRIVACY-ENHANCED MESSAGE-----